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Checks

In addition to the tie reinforcement, the cap must pass checks that the strut model does not resolve on its own.


Pile cap rigidity

The classification as rigid or flexible is not nomenclature: it decides which formulation applies.

NBR 6118 (22.7.1) states that pile caps "may be considered rigid or flexible by a criterion analogous to that defined for spread footings". In the direction considered:

\[ h \ge \frac{A - a_p}{3} \]

where \(h\) is the depth of the cap, \(A\) the dimension of the cap in that direction and \(a_p\) the column dimension in the same direction.

An equivalent and more direct criterion: the cap can be considered rigid when the strut angle is greater than or equal to 45°.

What the code says about each behaviour

Rigid pile cap (22.2.7.1) — its structural behaviour is characterised by:

  • bending in both directions, usually simulated by struts and ties, but with tension essentially concentrated along the lines over the piles — a grid defined by the pile axes, with strips 1.2 times the pile diameter wide;
  • forces transmitted from the column to the piles essentially by compression struts, of complex shape and dimensions;
  • shear also acting in two directions, not failing by diagonal tension, but by compression of the struts, analogously to spread footings.

Flexible pile cap — "for this type of cap a more complete analysis must be carried out, from the distribution of forces among the piles, the tension ties and shear, to the need to check punching".

Behaviour Applicable model
Rigid Strut and tie — Blévot or MBT
Flexible Beam in bending — PCX

On the boundary, calculate both ways

A slender cap designed as rigid has its reinforcement underestimated: the strut the model assumes never forms, and what actually happens is bending.

If the bending reinforcement turns out larger than the tie reinforcement, it is the one that should prevail — the difference measures how far the cap no longer behaves as rigid.


Compression nodes

The nodes are the points where the struts meet: under the column and over each pile. That is where the stress is highest — and the two have different limits.

Node Type NBR 6118 limit
Under the column CCC — compression only \(f_{cd1} = 0.85\,\alpha_{v2}\,f_{cd}\)
Over the pile CCT — two compressions and one tension \(f_{cd3} = 0.72\,\alpha_{v2}\,f_{cd}\)

with \(\alpha_{v2} = 1 - f_{ck}/250\).

In MBT this check is the very criterion that defines the spreading depth. In Blévot, the limits are different — \(\alpha_{lim} K_R f_{cd}\), with \(\alpha_{lim}\) from 1.4 to 2.1 depending on the number of piles —, established by the authors' own tests.

A failed node is not fixed with reinforcement

If the stress exceeds the limit, the concrete is crushing. Adding steel changes nothing: the way out is to increase the cap depth, enlarge the column section or raise \(f_{ck}\).

The code limits do not consider confinement

\(f_{cd1}\) and \(f_{cd3}\) were established for planar elements. A cap is three-dimensional, and the confinement produced by cage detailing substantially increases the concrete strength — Blévot measured struts failing at more than 150 % of the mean strength.

That is why these limits are conservative when applied to caps. It is a known and accepted conservatism, not an error.


Punching

Punching is the risk of the column punching through the cap, pulling out a truncated cone of concrete.

In a well proportioned rigid cap, it does not govern

The compressed struts present no risk of punching failure as long as the inclination stays within \(40^\circ \le \alpha \le 55^\circ\) — exactly the range that bounds the effective depth in Blévot.

This is consistent with what the code says about the rigid cap: it does not fail by diagonal tension, but by compression of the struts.

Punching starts to matter as the cap approaches flexible behaviour — and NBR 6118 itself mentions the "need to check punching" precisely when dealing with the flexible cap.

The resisting stress on the perimeter \(C_1\), defined by the perimeter of the column within the cap, follows the analogy with slabs:

\[ \tau_{Rd} = 0.27\,\alpha_{v2}\,f_{cd} \qquad\qquad \tau_{Sd} = \frac{P}{C_1\,d} \]

Shear

In a rigid cap, shear is carried by the struts — the code is explicit that there is no diagonal tension failure.

In a flexible cap designed as a beam — a PCX feature — shear is checked with a beam criterion, and transverse reinforcement is designed when the reaction exceeds the share resisted by the concrete.


Tie anchorage

Decisive, and often underestimated: the tie only exists if it is anchored. A tie that stops short of the pile axis is a loose bar at the bottom of the cap.

NBR 6118 (22.7.4.1.1) requires the bars to extend from face to face of the cap, to end in hooks at both ends, and the anchorage to be measured from the inner faces of the piles.

It is what makes many flexible caps unfeasible

The anchorage of the column reinforcement inside the cap is one of the most important checks for structural behaviour, and it is one of the main factors that make flexible caps unfeasible to design — a shallow cap simply does not have the depth to anchor the column starter bars.

The minimum depth of the rigid cap itself has this second constraint: \(d > \ell_{b,\phi,pil}\).


Splitting

NBR 6118 (22.7.3) requires that splitting effects be considered in the contact region between the column and the cap.

PCO does not check splitting

The reinforcement that ties the spreading of compression under the column is not implemented. In a cap on one pile it is the main reinforcement — and there the program does not apply.

In other cases, calculate it separately and record it in the report.


Limits of validity

Range of application

  • The checks cover the ultimate limit state. Cracking and deformation in service are not checked.
  • Splitting and confinement reinforcement are not covered.
  • Transient situations — the cap during concreting, cutting off the piles — are outside the scope.
  • Checking the nodes against the stress field requires the solved finite element model. Without it, the check falls back on the idealised areas of the strut model, which assume a uniform distribution where there is concentration.