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Flexible pile caps

The feature exclusive to PCX. When the cap does not meet the rigidity condition, the strut does not form in a well-defined way and the real behaviour is bending: the cap works as a beam supported on the piles.

The basis is Silva (2021), published in REEC, which compared the three structural models — strut and tie, simply supported beam and cantilever beam — by reliability analysis.


When to use it

The NBR 6118 criterion is \(h \ge (A - a_p)/3\) in the direction considered, or, equivalently, strut angle \(\ge 45^\circ\). A cap that does not meet it is flexible. See Checks.

Designing a flexible cap by Blévot underestimates the reinforcement

It is not a difference of refinement: the strut model assumes a resisting mechanism that does not exist in that cap. The reinforcement it returns is that of a tie which is not what is actually working.


The two models

Model Assumption
Simply supported beam The piles are the supports; the column applies the load within the span
Cantilever beam Cantilever from the column

The cantilever beam model allows displacements in the cap — the pile or the cap may settle —, but requires the column to remain undisplaced, or to settle uniformly with the cap and the piles.

With 3 or more piles, it becomes a grillage

The simply supported beam is one-dimensional, and a cap with three or more piles is not. In these cases the program automatically switches to a grillage analysis, which distributes bending in both directions.


Design moment

\[ M_{Sd} = \frac{P\,L}{4} \]
\[ M_{Sd} = \frac{P}{2}\left(\frac{L}{2} - \left(\frac{b}{2} - 0.15\,b\right)\right) \]

with \(L\) the distance between pile axes and \(b\) the column dimension.

The 15 % distance from the column face

It comes from Alonso (2010), and depends on the column's moment of inertia: \(0.15\,b\) is recommended for columns of large inertia (\(b \ge 60\) cm) and \(0.5\,b\) for columns of small inertia.

It exists because the fixity does not occur at the column face, but a little inside it — and the stiffer the column, the closer to the face.


Bending reinforcement

Simple bending design of a rectangular section according to NBR 6118, with \(\alpha_c = 0.85\) and \(\lambda = 0.8\) for \(f_{ck} \le 50\) MPa.

The neutral axis position comes from equilibrium:

\[ 0.272\,f_{cd}\,b\,x^2 - 0.68\,f_{cd}\,b\,d\,x + M_{Sd} = 0 \]

and the reinforcement from

\[ A_s = \frac{0.68\,f_{cd}\,b\,x}{f_{yd}} \]

The corresponding resisting moment can be written directly as a function of the reinforcement:

\[ M_{Rd} = A_s f_{yd}\left(d - \frac{A_s f_{yd}}{1.7\,b\,f_{cd}}\right) \]

Ductility limit

\[ \frac{x}{d} \le 0.45 \qquad (f_{ck} \le 50\ \text{MPa}) \]

Above that the section fails without warning — the concrete crushes before the steel yields. The program warns you and caps it at 0.45, but the warning is meant to be read: the solution is to increase the depth, \(f_{ck}\) or use compression reinforcement.

Moment above what the section can resist

When the discriminant is negative, the section does not resist even with \(x = 0.45d\). The way out is the same: depth, \(f_{ck}\) or compression reinforcement.

For strut angles below 35°, Silva (2021) found that the concrete reaches domain 4 and compression reinforcement becomes necessary.

Minimum reinforcement

\[ \rho_{min} = \begin{cases} 0.0015 & f_{ck} \le 30\ \text{MPa} \\[4pt] 0.0015 + \dfrac{f_{ck} - 30}{50}\,0.0005 & f_{ck} > 30\ \text{MPa} \end{cases} \]

with \(A_{s,min} = \rho_{min}\,b\,h\). When it governs, the program warns you.


Strut check

Even in the beam model, the concrete compression must be checked:

\[ R_1 = 0.27\,\alpha_{v2}\,f_{cd}\,b\,d \qquad\qquad S_1 = \frac{P}{2} \]

Transverse reinforcement

Beam shear criterion. The resistance is the sum of the concrete and steel contributions:

\[ V_{Rd} = 0.6\,b\,d\,f_{ctd} \;+\; \frac{A_{sw}}{s}\,0.9\,d\,f_{yd} \]

with \(f_{ctd} = 0.15\,f_{ck}^{2/3}\).

If the reaction of the most heavily loaded pile does not exceed the concrete contribution, minimum detailing stirrups are adopted, at 20 cm spacing. If it does, the following is designed

\[ \frac{A_{sw}}{s} = \frac{V - V_c}{0.9\,d\,f_{yd}} \]

and the adopted spacing lies between 5 and 20 cm.

The most loaded reaction, not the sum

Shear is checked against the reaction of the most heavily loaded pile — it is what defines the critical section, next to the most stressed support.


Flexible cap in tension

PCX handles Flexible Cap (Uplift/Tension) explicitly. The mechanism is reversed: the bending reinforcement moves to the opposite face, and the anchorage check gains weight — in uplift, it is the anchorage that holds.


What the reliability analysis showed

Silva (2021) applied Monte Carlo with one million simulations to a two-pile cap, varying the strut inclination from 30° to 60°, and compared the three models. The results guide the choice:

Finding Practical consequence
The simply supported beam produces reinforcement ratios more than 30 % higher than the strut model It is the least recommended model: bar spacing becomes tight and encourages cracking
The cantilever beam results in reinforcement close to the strut-and-tie value — less than 6 % difference for \(\theta > 40^\circ\) It is the most economical flexible alternative
The strut-and-tie model gives the least reinforcement, but only reaches \(\beta \ge 3.8\) with \(\theta > 60^\circ\) (fck 20) or \(\theta > 45^\circ\) (fck 30) Meeting the rigid cap criterion does not guarantee adequate reliability
The strut-and-tie tie equation is independent of \(f_{ck}\) An inconsistency of the model: increasing \(f_{ck}\) should reduce the reinforcement

Do not design below 35°

Because of the significant loss of stiffness when reducing the depth of the cap, the guidance is not to design caps with a strut angle below 35°, even using flexible models — because of the increased displacements and the possibility of second-order effects.


Limits of validity

Range of application

  • Modelling as a beam is a simplification of a solid. It represents the slender cap well; in a cap on the boundary, neither the beam nor the strut describes the behaviour precisely, and the defensible practice is to adopt the envelope of both.
  • The grillage analysis distributes bending in both directions assuming linear elastic behaviour. There is no cracking or plastic redistribution.
  • \(x/d \le 0.45\) and the minimum reinforcement apply to \(f_{ck} \le 50\) MPa.
  • The failure function for excessive deformation was not checked by Silva (2021): there is no estimate in the literature of the maximum allowable deformation for pile caps. Since flexible models are more susceptible to deformation, this is an acknowledged gap.
  • The anchorage of the column reinforcement inside the cap is not checked here — and it is one of the main factors that make flexible caps unfeasible in practice.
  • Span-to-depth ratios below 2 (angles above 50°) make it a deep beam, and warping of the section is not accounted for.
  • Splitting and confinement reinforcement are not checked, here as in the rigid cap.